| | | | | | |
| SMBC NIKKO SECURITIES AMERICA INC | VICE PRESIDENT SENIOR GLOBAL FIXED INCOME INVESTMENT | $220,000 | NEW YORK, NY | 2023-09-12 | 2024-01-06 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ASSOCIATE DEBT CAPITAL MARKETS | $170,000 | NEW YORK, NY | 2023-08-16 | 2023-12-11 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ANALYST BUSINESS PLANNING SPECIALIST | $76,960 | JERSEY CITY, NJ | 2023-04-10 | 2023-10-01 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ANALYST PRODUCT CONTROL ANALYST | $90,000 | NEW YORK, NY | 2023-07-28 | 2023-08-07 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ASSOCIATE DEVELOPER | $130,000 | NEW YORK, NY | 2023-07-28 | 2023-08-07 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ASSOCIATE STRUCTURED FINANCE GROUP | $220,000 | NEW YORK, NY | 2023-03-27 | 2023-04-05 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | VICE PRESIDENT SOFTWARE SOLUTIONS ANALYST | $170,000 | NEW YORK, NY | 2022-10-25 | 2023-03-09 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | VICE PRESIDENT SENIOR BUSINESS ANALYST | $160,000 | NEW YORK, NY | 2022-11-03 | 2022-11-14 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ANALYST PRODUCT CONTROL SPECIALIST | $90,000 | NEW YORK, NY | 2022-08-04 | 2022-08-22 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | VICE PRESIDENT SENIOR BUSINESS ANALYST | $150,000 | NEW YORK, NY | 2022-05-06 | 2022-05-23 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ASSOCIATE STRUCTURED FINANCE GROUP | $150,000 | NEW YORK, NY | 2022-04-19 | 2022-05-09 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | EQUITY RESEARCH ASSOCIATE | $100,000 | NEW YORK, NY | 2022-03-07 | 2022-03-14 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | SENIOR FINANCIAL REPORTING SPECIALIST | $110,000 | JERSEY CITY, NJ | 2021-10-04 | 2022-02-26 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | VICE PRESIDENT TRADER FIXED INCOME | $170,000 | NEW YORK, NY | 2021-11-04 | 2021-11-29 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ASSOCIATE INVESTMENT BANKING | $160,000 | NEW YORK, NY | 2021-10-08 | 2021-10-25 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | VICE PRESIDENT SENIOR PROJECT MANAGER | $160,000 | NEW YORK, NY | 2021-08-05 | 2021-10-11 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ANALYST HIGH YIELD CAPITAL MARKETS | $80,000 | NEW YORK, NY | 2021-06-08 | 2021-10-01 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ASSOCIATE INVESTMENT BANKING | $140,000 | NEW YORK, NY | 2021-09-02 | 2021-09-13 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ASSOCIATE SENIOR FINANCIAL REPORTING | $83,000 | JERSEY CITY, NJ | 2021-06-22 | 2021-08-28 | CERTIFIED |
| SMBC NIKKO SECURITIES AMERICA INC | ANALYST INVESTMENT BANKING | $85,000 | NEW YORK, NY | 2021-06-29 | 2021-07-12 | CERTIFIED |
